financial services Archives

Super Alert – 31 July 2020

Posted By Sanela Osmanovic and Natalie Cambrell on 31/07/20

Welcome to this week’s issue of the KHQ Super Alert. The main news items relate to updates from ASIC, including the new regulatory guide RG 271 which sets out changed internal dispute resolution standards for trustees. ASIC – Internal dispute resolution regulatory guide On 30 July 2020, ASIC issued RG 271: Internal Dispute Resolution (RG … Read more

Financial services – may the licence be with you …

Corporate & Commercial

Posted By Venn King on 20/09/18

… or why corporate advisers really need an Australian Financial Services Licence By Venn King (Special Counsel) and Darrell Choong (Trainee Lawyer) There has been a great disturbance in the Force … or the financial services world at least! A recent case, Validus Advisory Group v Consolidated Tin Mines Ltd [2018] NSWSC 417 (“Validus”) has shone … Read more